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Course Outline
The course will cover the following areas:-
- Understanding the overall supervision process
- The Commission's Visit Process
- Disclosure of documentation - pre-visit
- Types of visit and what to expect
- Preparing staff and management
- On-site management
- Common pitfalls and how to manage them
- Preparing a response to the Commission
Course Objectives
This workshop aims to raise the awareness of what a Financial Services Commission visit will entail, and equip delegates with the knowledge to meet the expectations and objectives of such a visit.
Target Audience / Entry Requirements
This workshop aims to raise the awareness of what a Financial Services Commission visit will entail, and equip delegates with the knowledge to meet the expectations and objectives of such a visit.
Provider: Forward Skills
Course Dates:
22/09/2010
Course Length: 1/2 Day
Location: GTA University Centre
Tutor: Jo French
Course Fee: £175.00
CPD Points: 3
Human Factors in Risk Management
Course Objectives
Every disaster, collapse or regulatory failure is caused to a large extent by human error. Yet organisations continue to expend vast sums on internal controls often at the expense of greater focus on common human factor barriers to risk control.
This seminar will examine the following common human factor problems and examine how to overcome them.
Next Course Dates: 16/09/2010
Full course details >>
Criminal Abuse of Offshore Financial Services
Course Objectives
The GTA is delighted to offer this course on the Criminal Abuse of Offshore Financial Services.
Next Course Dates: 22/09/2010