Course Outline

The course will cover the following topics:

• Drivers for legislation
• An overview of the UK position
• Ethics and integrity
• What is insider dealing? Case Studies
• An overview of the offshore legislation
• The facilitation of insider dealing through offshore arrangements
• What is market manipulation? Case studies and tactics
• Measures to prevent abuse

Course Objectives

This course aims to give a comprehensive introduction to insider dealing, market manipulation and market abuse within the financial markets.

Target Audience / Entry Requirements

Having attended this course, delegates will be able to recognise activity and behaviours that may indicate insider dealing / market abuse and in turn be equipped to build strategies within their risk management functions to manage this risk.