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Course Outline
The course will cover the following topics:
- Drivers for legislation
- An overview of the UK position
- Ethics and integrity
- What is insider dealing? Case Studies
- An overview of the offshore legislation
- The facilitation of insider dealing through offshore arrangements
- What is market manipulation? Case studies and tactics
- Measures to prevent abuse
Course Objectives
This course aims to give a comprehensive introduction to insider dealing, market manipulation and market abuse within the financial markets.
Target Audience / Entry Requirements
Having attended this course, delegates will be able to recognise activity and behaviours that may indicate insider dealing / market abuse and in turn be equipped to build strategies within their risk management functions to manage this risk.
Provider: Forward Training
Course Dates:
16/09/2010
Course Length: 1/2 Day
Location: GTA St Peter Port House
Tutor: Jo French
Course Fee: £175.00
CPD Points: 3
Corporate Governance Programme
Course Objectives
By the end of this 2-day course delegates will be able to understand and apply the corporate governance principles of probity and ethics to their own organisations.
Next Course Dates: TBA
Full course details >>
Compliance Risk & Introduction to Risk Profiling
Course Objectives
This course is designed to give delegates a firm grounding in the key issues associated with the techniques to reduce the risks associated with laundering the proceeds of crime.
Next Course Dates: 16/11/2010