2019 Compliance CPD Series – Session 5 – RegTech – What is it and what impact can it have on your business?

Course Summary

This session will cut through the jargon to give attendees a grounding in Regulatory Technology (RegTech), enabling them to discuss the basic concepts and recognise the opportunities that RegTech presents.

Topics

What is RegTech?

How RegTech can benefit your business.

  • KYC
  • Risk Management
  • Transaction Monitoring
  • Regulatory Reporting

(including case studies)

The future of RegTech.

Course Benefits

After this session, attendees will be better able to see how RegTech can be used in their organisation to reduce risk or provide competitive advantage.

Tutor Profile

Helen Hatton

Helen is the Managing Director of BDO Sator Regulatory Consulting.

Widely recognized as the prime architect of the modern Jersey regulatory regime, Helen Hatton resigned as Deputy Director General of the Jersey Financial Services Commission in May 2009, having led the implementation of regulatory development in the island from its blacklisted state in 1999 to achieving one of the world’s best IMF evaluation results, to establish Sator Regulatory Consulting Limited.

Mrs Hatton is a Fellow of the Institute of Advanced Legal Studies, a member of the Editorial Board of the Journal of Banking Regulation and member of the Worshipful Company of International Bankers. She is a recognised international speaker on regulatory compliance topics and regularly publishes papers on regulatory matters. She is also founder of KYC Worldwide Limited, a ground breaking intelligence business.

Peter Warrell

Peter is the Head C5 Alliance’s Business Intelligence Team, which provides data centric solutions for a wide range of clients from analysis and design through to delivery.

He has over 20 years’ experience within the IT industry. In this time, Peter has provided solutions for the finance sector, local government plus suppliers of HR & payroll software using a variety of technologies, engaging with stakeholders at all levels of business.

For the past 10 years, Peter has specialised in SQL Server based solutions. He has developed numerous data centric solutions mostly in regulated environments, most recently working with large financial institutions on solutions for FATCA/CRS, Beneficial Ownership and GDPR.

Course at a Glance

  • Next Start Date: 12 June 2019
  • CPD Points: 1
  • Course Cost: £45.00
  • Course Length: 1 hour (12:30-13:30)
  • Location: GTA University Centre, Guernsey
  • Tutor: C5 Alliance

There are no dates currently available for this course, If you would like to register your interest please complete the form below:

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