2019 Compliance CPD Series – Session 7 – Conflicts of Interest in the Guernsey Financial Services Sector

Course Summary

This session will help delegates understand the meaning of a Conflict of Interest. Delegates will have a brief introduction to the regulatory requirements in relation to Conflicts of Interest, how to identify potential conflicts and how to manage them

Introduction

A potential conflict exists when there is a possibility that an individual’s outside financial interests could directly and significantly affect the individual’s professional actions or decisions. Knowing how to define a conflict of interest isn’t always easy. On occasions, people can have a conflict of interest without realising it which can affect a business in many ways.

If you would like to attend a more detailed course in this area, Lindsay Fox runs a half day course on this topic – details of which can be found here.

Tutor Profile

Lindsay Fox is the founder of Platinum Compliance (Guernsey) Limited. With over 30 years in the Guernsey financial services industry, Lindsay has experienced a variety of roles throughout her career, including Asset Management, Fund Administration, New Business, Global Custody, Credit Risk, Banking and Training, as well as involvement in GFSC visits, resulting in a thorough understanding of industry needs from a regulatory and operational perspective. Lindsay holds the Institute of Directors (IOD) Diploma in Company Direction, the International Compliance Association (ICA) Diploma in Compliance (Distinction), the Institute of Chartered Secretaries and Administrators (ICSA) Certificate in Offshore Finance and Administration and the Securities and Investments Institute's (SII) Investment Administration Qualification (IAQ). For more information, please visit www.platinumcompliance.co.uk

Course at a Glance

  • Next Start Dates: New dates TBA
  • CPD Points: 1
  • Course Cost: £45.00
  • Course Length: 1 hour (12:30-13:30)

There are no dates currently available for this course, If you would like to register your interest please complete the form below:

Latest Articles



Latest from Twitter



Want to learn more? Sign up to our mailing list!



We will email you from time to time to update you on upcoming courses, events and conferences.