2019 Compliance CPD Series

Course Summary

This series covers a range of topics that are relevant to compliance in Guernsey today. Each 60 minute session is presented by an industry expert and there will be an opportunity to ask questions


These sessions offer a fresh new look at challenges that are being faced by businesses today in relation to regulatory compliance and anti-money laundering.

Seminars are inter-changeable between members of the same firm in the event that the original delegate cannot attend. Name changes can be made free of charge.

Certificates of Attendance will be provided to document your CPD.

£360.00 for series of 10 sessions (20% discount) £45 per individual session


Each session of the series will be topical and relevant to industry today. The full list of sessions will be finalised shortly but topics will include the implementation of the new GFSC Handbook, Sanctions Update, cybersecurity and data breaches and conflicts of interest in the Guernsey Financial Services sector. The following sessions are scheduled as follows:

Session 1 – 12 February 2019 - Implementation of the New Handbook – Emma Mauger

Session 2 – 21 March 2019Sanctions Update – Mark Dunster and Simon Florance, Carey Olsen (Guernsey) LLP

Session 3 – 30 April 2019 Cybercrime, information security and data breaches – Sally French, Mourant

Session 4 – 20 May 2019EU GDPR – Richard Field, Appleby

Session 5 – June 2019 - RegTech – What is it and what impact can it have on your business? - C5 Alliance (Date TBC)

Session 6 – 4 July 2019Data Protection Officer – Are you doing it right? – Emma Martins, Data Protection Commissioner

Session 7 – 5 September 2019Conflicts of Interest in the Guernsey Financial Services Sector – Lindsay Fox

Session 8 – 10 October 2019Regulatory Inspections – Pitfalls and Preparation – Sharon Alvarez

Session 9 - 7 November 2019Financial Investigation Unit Update – Adrian Hale, Financial Intelligence Service

Session 10 – December 2019 – 2019 Regulatory Update – Jon Barclay, Bedell Cristin (Date TBC)

Course Benefits

This series will appeal to directors, compliance professionals, MLROs, MLCOs and employees needing to maintain their understanding of compliance issues.

Tutor Profile

Each session of the series will be delivered by an experienced industry professional. Further tutor details available on each session page.

Course at a Glance

  • Next Start Date: 12 February 2019
  • CPD Points: 10
  • Course Cost: £360.00
  • Course Length: 10 sessions each of 1 hour over the period of 12 months. Starts 12th February 2019 – 12.30pm-1.30pm
  • Location: GTA University Centre, Guernsey
  • Tutor: Emma Mauger

There are no dates currently available for this course, If you would like to register your interest please complete the form below:

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