Money Laundering Compliance Officer (MLCO) Workshop

Course Summary

This course will visit all aspects of a money laundering compliance officer’s (MLCO’s) role, responsibilities and duties in a financial services business in Guernsey.

It will examine the AML/CFT (anti money laundering and combating the financing of terrorism) framework in Guernsey and look at the regulatory frameworks in place.

It will also look at the role of the MLCO and how to be an effective individual in that role.

Introduction

The course will look at the design and implementation of a compliance monitoring framework, board interaction, how you should report to the board and what information those board reports should contain.

Crucially it will examine how to improve the compliance culture in your organisation and promote a positive attitude towards compliance.

Finally it will cover recent developments in Guernsey with some case studies.

Topics

  • What is compliance?
  • The role of an MLCO
  • Duty, objective and responsibility
  • The AML/CFT framework in Guernsey
  • The regulatory framework in Guernsey including the requirement to appoint an MLCO
  • How to be an effective MLCO
  • Compliance monitoring framework
  • Interacting with the board
  • Board reports and the obligation to report
  • Outsourcing the MLCO function
  • The compliance culture
  • Recent developments
  • Case study

Course Benefits

You will leave the course with both a renewed enthusiasm for your role, a tool kit of useful information and better equipped to deal with the day to day issues faced by compliance officers. You will also meet other MLCOs and compliance staff and have the chance to chat through any difficult specific cases.

Tutor Profile

Emma Mauger TEP,Dip( ITM),FICA, Int.dip (COMP), Int.dip (AML), Int.dip (FinCrime) - Emma was born in London and educated at the Guernsey Grammar School. She has over 20 years industry experience and is one of only a handful of people worldwide to hold all three ICA Diplomas delivered via Manchester University: ICA International Diploma in Compliance, in Financial Crime Prevention and in Anti Money Laundering. In addition Emma is a fully qualified STEP member.

Course at a Glance

  • Next Start Dates: New dates TBA
  • CPD Points: 4
  • Course Cost: £195.00
  • Course Length: Half Day (09:00-13:00)

There are no dates currently available for this course, If you would like to register your interest please complete the form below:

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