Compliance – Creating a good culture within your workplace (Compliance CPD Series 2017)

Course Summary

Rules aren’t enough to ensure compliance with regulations. This session provides a practical introduction to the steps that every regulated firm needs to take in order to create, build and sustain a culture of compliance in the workplace.

This session will be of particular interest to directors, managers or compliance staff concerned with establishing or improving their company’s compliance culture.

Tutor Profile

Sharon Alvarez is a Director of Resolve Partners Ltd. Prior to setting up Resolve Sharon was a Director of a large Guernsey fund administrator. She held the position of Group Head of Risk and Compliance with responsibility for Guernsey, London, Luxembourg and Jersey compliance, governance and risk management. She is a qualified accountant (FCCA) and Chartered Secretary (ACIS).

Sharon has over 30 years experience of accounting, administration and compliance/governance including many years at board level on companies in multiple jurisdictions (including regulated General Partner boards). She has significant experience in leading Licensed entities through complex and problematic situations including GP/Advisor divorce, mediation, regulatory issues and regulator onsite inspections including PRISM.

Sharon enjoys all aspects of compliance, governance, company secretarial and risk management and is looking forward to working with new clients.

Course at a Glance

  • Next Start Date: 19 September 2017
  • CPD Points: 1
  • Course Cost: £35.00
  • Course Length: 1 hour (12:30-13:30)
  • Location: GTA University Centre, Guernsey
  • Tutor: Sharon Alvarez

There are no dates currently available for this course, If you would like to register your interest please complete the form below:

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