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Course Overview
In line with the recent UK FCA thematic review into money laundering risks and vulnerabilities in the capital markets, this course explores customer risk and financial market product and service risk typologies. It examines the specific financial crime risk factors involved in key customer types such as funds and exchanges and compares the vulnerabilities of major financial markets products, such as derivatives and foreign exchange.
You will also learn more about the importance of the CDD process in mitigating these risks.
Course Content
You will study this course in your own time and at your own pace, and you have up to 2 months to complete it.
You will learn:
- Regulatory environment, risks and impacts on the world of corporate banking and financial markets
- Market abuse, fraud and manipulation, tax evasion, sanctions risk
- Risk exposure and specific customer typologies
- Financial markets products and their susceptibility to financial crime
- The CDD process
You can request a copy of the full syllabus here.
Schedule
Session 1 - 0hrs
1hr Session 1
Session 2 - 0hrs
1hr Session 2
Benefits
ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.
Course Tutor
The International Compliance Association (ICA)
The International Compliance Association (ICA) is the leading professional body for the global regulatory and financial crime compliance community. It is also the provider of internationally recognised, professional, certificated qualifications in anti-money laundering; governance, risk and compliance and financial crime prevention. Being a member of the ICA, a global community, is a mark of prestige and shows that you have reached a standard of excellence in your professional career.
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