New technologies are changing many aspects of the role of the compliance professional. Fintech and Regtech are now embedded in compliance lexicon, but what do the terms actually mean, and what are the practical impacts, both positive and negative, that we need to understand and manage? The ICA Diploma in Governance, Risk and Compliance helps you to answer these questions and apply the answers directly within your organisation.

Topics to be covered include:

Understanding governance, risk and regulatory compliance

• Why we need to understand the regulated environment
• Why are governance and culture essential for effective regulatory compliance risk management?
• The role of the compliance department and the compliance professional
• Risk management as the key to effective compliance
• Case Studies

The conduct of firms and the behaviour of senior management is a key topic in this course and is interwoven throughout the course units. The conduct agenda forms a key part of the workshop exercises in the UK.

This course is offered by International Compliance Association Commercial Services (ICA’s approved training provider). During the restrictions imposed by the Covid19 pandemic the ICA have made significant investments in technology and resources to create a new student experience – a blend of self-study, instructor-led virtual classrooms, dynamic discussions around live scenarios, topical reviews of industry events and bite-size videos. All designed to help you get the most out of the course, increase your chances of success and take away the practical knowledge you need to think differently and perform better in your role.

• 9 month course assessed by 3 written assignments (3,000 to 3,500 words)
• A mixture of guided online study and participation in live sessions:
• 2 x virtual classrooms – groups are limited to 36 students to maximise the study experience
• 1 x live, immersive learning scenario – a powerful experience putting you at the centre of a story, helping you bridge the gap between what you know and how you can apply that knowledge in your role
• 9 x monthly “in the spotlight” videos covering the latest industry developments
• Proactive support throughout the course to help you stay on track.

It is recommended that you study 2-4 hours per week over the nine month period.

You can request a copy of the full syllabus here.

Next enrolment by: 08 December 2025

The full course timetable can be found here.