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Course Overview
This half-day course is aimed at Compliance, Risk and Governance professionals working in regulated environments such as Financial Services, Fiduciary, Insurance and Professional Services.
Course Content
The session focuses on how AI is being used to support activities such as Monitoring, Reporting, Document Review, Regulatory Research and Audit Preparation, examining where AI can genuinely add value and where it can introduce new Governance, Data Protection and Accountability Risks.
Strong emphasis is placed on:
- Practical Governance Controls
- Human Oversight
- Audit Trails
- Explainability
- Bias Awareness
- Defensible Decision-Making
Delegates will explore GDPR obligations, the EU AI Act’s risk-based approach, and how these frameworks translate into day-to-day compliance practice rather than abstract legal theory.
The course includes practical examples and demonstrations showing “safe agent” patterns for compliance use, such as review, monitoring, summarisation and research, alongside clear red lines and common pitfalls.
Benefits
Delegates will leave with the confidence to engage constructively with AI adoption.
Course Tutor
Ian Campbell
Ian Campbell - Tech Entrepreneur and Non-Executive Director - Ian is an experienced executive known for his leadership roles across various sectors, particularly in technology and telecommunications. His career is marked by a consistent focus on driving growth and efficiency through innovation.
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